Key Licensing Support
Application pre-approval support
We provide detailed pre-application support, including the preparation of the Initial Due Diligence Questionnaire, and offer practical advice to strengthen your application for SCA approval.
End to End Licensing process
We provide full support throughout the licensing journey, from assisting with application preparation to submitting your application to SCA, ensuring a smooth approval process.
Preparing and Review of Relevant Policies, Manuals and Any Required Documents
Our team assists in drafting and reviewing essential regulatory documents, such as Anti-Money Laundering (AML) and compliance policies, ensuring they meet SCA’s regulatory Standards.
SCA Inspection
We ensure all SCA requirements are met before the onsite inspection to secure license approval.
Why choose keepers compliance?
Extensive Experience with SCA
Our team has deep expertise in handling SCA licensing processes and related regulatory matters.
Certified Compliance Officers
Our team has passed the required CISI exams and met SCA’s experience criteria, making them fully authorized to perform SCA approved role of Compliance Manager.
We Handle the Hassle for You
We understand that dealing with the regulator and obtaining a license can be complex and time-consuming. That’s why we take care of the entire process, ensuring compliance with SCA requirements while making it as smooth and stress-free as possible. We care about your success and are committed to supporting you every step of the way.
The Faster and simple way to get SCA license
A smooth licensing process that ensures you obtain your license while minimizing future challenges with SCA.
FAQ'S
What is the Securities and Commodities Authority (SCA)?
The Securities and Commodities Authority (SCA) is the official regulator responsible for supervising and regulating the UAE’s financial markets, specifically securities and commodities sectors. The SCA ensures that all financial services businesses comply with strict regulatory requirements, promoting transparency, investor protection, and market integrity.
Which SCA licence do I need?
The type of SCA licence you require depends on the nature of your financial services activities. Keepers Compliance offers expert advisory to carefully assess your business model and recommend the appropriate licence that aligns with your operational needs and regulatory obligations.
Who requires SCA authorisation?
Any company conducting financial services related to securities or commodities in the UAE must obtain SCA authorisation. This is mandatory to legally operate within the market and ensures your business adheres to all regulatory standards set by the SCA.
What are the requirements for an SCA licence?
Obtaining an SCA licence involves a comprehensive process including preparing and submitting a detailed application, completing the Initial Due Diligence Questionnaire, drafting key compliance policies such as Anti-Money Laundering (AML), and ensuring readiness for SCA inspections. Keepers Compliance supports you at every stage to ensure your application meets all regulatory criteria for approval.
How much does an SCA licence cost in the UAE?
The cost of obtaining an SCA licence varies depending on the type of licence and specifics of your business. Keepers Compliance provides tailored guidance to help you understand the fee structure, manage expenses effectively, and streamline the licensing process for a faster, hassle-free approval.